Exhibit | Method of Filing | |||
23.1 | Filed herewith electronically | |||
99.1 | Filed herewith electronically | |||
99.2 | Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended May 2, 2015, Exhibit 10.2 | |||
99.3 | Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended August 2, 2014, Exhibit 10.6 | |||
99.4 | Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended November 1, 2014, Exhibit 10.2 | |||
99.5 | Incorporated by reference from the Nordstrom, Inc. Quarterly Report on Form 10-Q for the quarter ended November 1, 2014, Exhibit 10.3 |
Nordstrom 401(k) Plan | |
/s/ Anne L. Bramman | |
Anne L. Bramman | |
Chief Financial Officer | |
Nordstrom, Inc. | |
Date: | June 28, 2018 |
Page | ||
FINANCIAL STATEMENTS | ||
SUPPLEMENTARY INFORMATION | ||
December 31, | |||||||
2017 | 2016 | ||||||
Assets | |||||||
Participant-directed investments at fair value (see Note 3: Fair Value Measurements) | $3,131,491 | $2,693,316 | |||||
Company contributions receivable | 110,778 | 90,961 | |||||
Notes receivable from participants | 94,990 | 91,491 | |||||
Accrued income and broker receivable | 2,842 | 1,483 | |||||
Other assets | — | 1,741 | |||||
Total assets | 3,340,101 | 2,878,992 | |||||
Liabilities | |||||||
Administrative expenses and other payables | 795 | 934 | |||||
Excess contributions payable to participants | 1,896 | 537 | |||||
Due to broker for securities purchased | 831 | 662 | |||||
Total liabilities | 3,522 | 2,133 | |||||
Net assets available for benefits | $3,336,579 | $2,876,859 |
Plan year ended | December 31, 2017 | ||
Additions | |||
Contributions | |||
Company contributions | $110,778 | ||
Employee contributions | 123,920 | ||
Total contributions | 234,698 | ||
Investment income | |||
Net appreciation in fair value of investments | 449,566 | ||
Interest and dividends | 28,592 | ||
Total investment income | 478,158 | ||
Total additions | 712,856 | ||
Deductions | |||
Benefit payments to participants | 246,951 | ||
Administrative expenses and other | 6,185 | ||
Total deductions | 253,136 | ||
Net increase in net assets | 459,720 | ||
Net assets available for benefits at beginning of year | 2,876,859 | ||
Net assets available for benefits at end of year | $3,336,579 |
Years of Service Completed | Vesting Percentage | |
Less than one | 0% | |
One | 33% | |
Two | 67% | |
Three or more | 100% |
• | 50% of their vested account balance, less the balance of any other outstanding loans from the Plan as of the loan request date, or |
• | $50 less the highest outstanding principal balance of any loans, from this Plan or any other qualified Plan of the employer or a related employer, during the one-year period immediately preceding the loan request date. |
• | Common stock is valued at quoted market prices as of the last trading day of the Plan year. |
• | Shares of mutual funds are valued at quoted market prices as of the last trading day of the Plan year. |
• | CCTs are measured using the net asset value ("NAV") practical expedient of the CCT as reported by the CCT managers. The NAV practical expedient is based on the fair value of the underlying assets owned by the CCT, less its liabilities, and divided by the number of units outstanding. |
• | Investments in debt securities are valued using the market approach and observable inputs, such as observable trade prices, multiple broker/dealer quotes, related yield curves and other assumptions about the securities. |
• | Self-directed brokerage accounts allow participants to invest all or a portion of their account in investments of their choice. The fair value is based on the underlying investments, which may include common stock, mutual funds, debt securities and CCTs. |
December 31, 2017 | |||||||||||
Level 1 | Level 2 | Total | |||||||||
Fair value hierarchy: | |||||||||||
Common Stock | $1,000,839 | $— | $1,000,839 | ||||||||
Debt securities | — | 157,220 | 157,220 | ||||||||
Mutual funds | 1,271,875 | — | 1,271,875 | ||||||||
Brokerage securities | 21,370 | 3,894 | 25,264 | ||||||||
Other | 1,105 | 1,105 | |||||||||
Total assets in fair value hierarchy | $2,295,189 | $161,114 | $2,456,303 | ||||||||
Investments measured at NAV practical expedient | 675,188 | ||||||||||
Total participant-directed investments at fair value | $3,131,491 |
December 31, 2016 | |||||||||||
Level 1 | Level 2 | Total | |||||||||
Fair value hierarchy: | |||||||||||
Common Stock | $434,575 | $— | $434,575 | ||||||||
Debt securities | — | 137,407 | 137,407 | ||||||||
Mutual funds | 1,331,246 | — | 1,331,246 | ||||||||
Brokerage securities | 18,557 | 3,359 | 21,916 | ||||||||
Other | 947 | — | 947 | ||||||||
Total assets in fair value hierarchy | $1,785,325 | $140,766 | $1,926,091 | ||||||||
Investments measured at NAV practical expedient | 767,225 | ||||||||||
Total participant-directed investments at fair value | $2,693,316 |
December 31, | |||||||
2017 | 2016 | ||||||
Net assets available for benefits per the financial statements | $3,336,579 | $2,876,859 | |||||
Administrative expenses and other payables | — | 934 | |||||
Net assets available for benefits per Form 5500 | $3,336,579 | $2,877,793 |
Plan year ended | December 31, | |
Total increase in net assets per the financial statements | 459,720 | |
Administrative expenses and other | (934 | ) |
Total net income per Form 5500 | 458,786 |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
* | Nordstrom, Inc | Common Stock | ** | 213,301 | ||||
* | EB Temporary Investment Fund | CCT - due 12/31/2049 - 1.147% | ** | 3 | ||||
BB&T Corp. | Common Stock | ** | 3,441 | |||||
Bank of America Corp. | Common Stock | ** | 13,854 | |||||
The Bank of New York Mellon Corp | Common Stock | ** | 7,578 | |||||
Capital One Financial Corp. | Common Stock | ** | 14,160 | |||||
The Goldman Sachs Group Inc | Common Stock | ** | 9,554 | |||||
JPMorgan Chase & Co. | Common Stock | ** | 9,421 | |||||
Wells Fargo & Co. | Common Stock | ** | 13,724 | |||||
Alnylam Pharmaceuticals, Inc. | Common Stock | ** | 3,684 | |||||
Gilead Sciences, Inc. | Common Stock | ** | 3,861 | |||||
Johnson Controls International | Common Stock | ** | 4,642 | |||||
Celanese Corp. | Common Stock | ** | 3,973 | |||||
Dell Technologies Inc | Common Stock | ** | 3,503 | |||||
HP Inc | Common Stock | ** | 5,761 | |||||
Hewlett Packard Enterprise Co. | Common Stock | ** | 7,776 | |||||
NetApp, Inc. | Common Stock | ** | 2,218 | |||||
American Express Co. | Common Stock | ** | 8,650 | |||||
The Charles Schwab Corp. | Common Stock | ** | 14,846 | |||||
Corning, Inc. | Common Stock | ** | 1,660 | |||||
TE Connectivity Ltd. | Common Stock | ** | 5,009 | |||||
Danaher Corp. | Common Stock | ** | 1,680 | |||||
Medtronic PLC | Common Stock | ** | 4,490 | |||||
CIGNA Corp. | Common Stock | ** | 7,068 | |||||
UnitedHealth Group, Inc. | Common Stock | ** | 6,570 | |||||
Aegon N.V. | Common Stock | ** | 2,383 | |||||
Brighthouse Financial, Inc. | Common Stock | ** | 745 | |||||
Metlife, Inc. | Common Stock | ** | 6,891 | |||||
Alphabet, Inc. Class C | Common Stock | ** | 10,569 | |||||
Alphabet, Inc. Class A | Common Stock | ** | 632 | |||||
The Priceline Group, Inc. | Common Stock | ** | 4,171 | |||||
Harley-Davidson, Inc. | Common Stock | ** | 1,506 | |||||
Charter Communications Operating LLC | Common Stock | ** | 10,180 | |||||
Comcast Corp. | Common Stock | ** | 11,795 | |||||
Dish Network Corp. | Common Stock | ** | 2,450 | |||||
News Corp. | Common Stock | ** | 70 | |||||
Time Warner, Inc. | Common Stock | ** | 6,229 | |||||
Twenty-First Century Fox, Inc. | Common Stock | ** | 7,752 | |||||
Twenty-First Century Fox, Inc. | Common Stock | ** | 1,686 | |||||
Anadarko Petroleum Corp. | Common Stock | ** | 7,789 | |||||
Apache Corp. | Common Stock | ** | 4,024 | |||||
Concho Resources, Inc. | Common Stock | ** | 2,929 | |||||
* Party-in-interest | ||||||||
** Cost information is not required for participant-directed investments and therefore is not included. |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
Occidental Petroleum Corp. | Common Stock | ** | 37 | |||||
Baker Hughes A GE Co. | Common Stock | ** | 3,740 | |||||
National Oilwell Varco, Inc. | Common Stock | ** | 3,573 | |||||
Schlumberger Limited. | Common Stock | ** | 6,240 | |||||
Weatherford International PLC | Common Stock | ** | 616 | |||||
AstraZeneca PLC | Common Stock | ** | 6,798 | |||||
Bristol-Myers Squibb Co. | Common Stock | ** | 5,675 | |||||
Express Scripts Holding Co. | Common Stock | ** | 8,098 | |||||
GlaxoSmithKline PLC | Common Stock | ** | 6,221 | |||||
Eli Lilly And Co. | Common Stock | ** | 5,405 | |||||
Merck & Co., Inc. | Common Stock | ** | 2,307 | |||||
Novartis AG | Common Stock | ** | 9,681 | |||||
Roche Holdings AG | Common Stock | ** | 4,664 | |||||
Sanofi SA | Common Stock | ** | 9,271 | |||||
Liberty Interactive Corp QVC Group | Common Stock | ** | 2,474 | |||||
Target Corp. | Common Stock | ** | 4,013 | |||||
Walmart, Inc. | Common Stock | ** | 1,511 | |||||
Maxim Integrated Products, Inc. | Common Stock | ** | 3,288 | |||||
Micro Focus International PLC | Common Stock | ** | 2,499 | |||||
Microsoft Corp. | Common Stock | ** | 11,060 | |||||
Synopsys, Inc. | Common Stock | ** | 1,679 | |||||
Cisco Systems, Inc. | Common Stock | ** | 7,852 | |||||
Juniper Networks, Inc. | Common Stock | ** | 3,089 | |||||
Sprint Corp. | Common Stock | ** | 3,149 | |||||
Zayo Group Holdings, Inc. | Common Stock | ** | 2,738 | |||||
Mattel, Inc. | Common Stock | ** | 1,230 | |||||
FedEx Corp. | Common Stock | ** | 8,584 | |||||
Union Pacific Corp. | Common Stock | ** | 5,713 | |||||
* | EB Temporary Investment Fund | CCT - due 12/31/2049 - 1.147% | ** | 1,742 | ||||
Vanguard Institutional Index Fund | Mutual Fund | ** | 395,620 | |||||
Neuberger & Berman Genesis Fund | Mutual Fund | ** | 219,298 | |||||
American Funds Europacific Growth Fund | Mutual Fund | ** | 440,387 | |||||
Loomis Core Plus Fixed Income Trust | CCT | ** | 260,929 | |||||
21st Century Fox America, Inc. | Corporate Debt - due 12/15/2035 - 6.400% | ** | 100 | |||||
21st Century Fox America, Inc. | Corporate Debt - due 3/1/2037 - 6.150% | ** | 131 | |||||
21st Century Fox America, Inc. | Corporate Debt - due 11/15/2037 - 6.650% | ** | 619 | |||||
American Express Credit AC 3 A | Corporate Debt - due 11/15/2022 - 1.770% | ** | 530 | |||||
American Express Credit AC 4 A | Corporate Debt - due 12/15/2021 - 1.640% | ** | 943 | |||||
AT&T, Inc. | Corporate Debt - due 5/15/2046 - 4.750% | ** | 171 | |||||
AT&T, Inc. | Corporate Debt - due 2/15/2047 - 5.650% | ** | 410 | |||||
AT&T, Inc. | Corporate Debt - due 3/9/2048 - 4.500% | ** | 840 | |||||
AT&T, Inc. | Corporate Debt - due 3/1/2047 - 5.450% | ** | 321 | |||||
AT&T, Inc. | Corporate Debt - due 9/1/2040 - 5.350% | ** | 290 | |||||
AT&T, Inc. 144A | Corporate Debt - due 11/15/2031 - Variable | ** | 129 | |||||
BAC Capital Trust XI | Corporate Debt - due 5/23/2036 - 6.625% | ** | 1,373 | |||||
Bank of America Corp. | Corporate Debt - due 8/26/2024 - 4.200% | ** | 474 | |||||
Bank of America Corp. 144A | Corporate Debt - due 12/20/2023 - Variable | ** | 1,250 | |||||
Bank One Capital III | Corporate Debt - due 9/1/2030 - 8.750% | ** | 662 | |||||
Barclays PLC | Corporate Debt - due 9/11/2024 - 4.375% | ** | 307 | |||||
Barclays PLC | Corporate Debt - due 5/12/2026 - 5.200% | ** | 240 | |||||
Barclays PLC | Corporate Debt - due 5/9/2028 - 4.836% | ** | 208 | |||||
BHP Billiton Finance USA 144A | Corporate Debt - due 10/19/2075 - Variable | ** | 379 |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
BNP Paribas S.A. | Corporate Debt - due 10/15/2024 - 4.250% | ** | 871 | |||||
BNP Paribas S.A. 144A | Corporate Debt - due 9/28/2025 - 4.375% | ** | 967 | |||||
BNP Paribas S.A. 144A | Corporate Debt - due 3/13/2027 - 4.625% | ** | 213 | |||||
BNSF Railway Co. | Corporate Debt - due 4/1/2024 - 5.996% | ** | 171 | |||||
Boston Properties LP | Corporate Debt - due 10/15/2019 - 5.875% | ** | 316 | |||||
Boston Properties LP | Corporate Debt - due 5/15/2021 - 4.125% | ** | 131 | |||||
Boston Properties LP | Corporate Debt - due 2/1/2023 - 3.850% | ** | 417 | |||||
Boston Properties LP | Corporate Debt - due 2/1/2026 - 3.650% | ** | 229 | |||||
Boston Properties LP | Corporate Debt - due 1/15/2023 - 3.200% | ** | 174 | |||||
Burlington Northern Santa Fe LLC | Corporate Debt - due 1/15/2021 - 8.251% | ** | 329 | |||||
Burlington Northern Santa Fe LLC | Corporate Debt - due 9/1/2023 - 3.850% | ** | 211 | |||||
California State | Municipal Debt - due 4/1/2034 - 7.500% | ** | 503 | |||||
California State | Municipal Debt - due 10/1/2039 - 7.300% | ** | 671 | |||||
California State | Municipal Debt - due 3/1/2040 - 7.625% | ** | 313 | |||||
Capital One Financial Corp. | Corporate Debt - due 6/15/2023 - 3.500% | ** | 153 | |||||
Capital One Financial Corp. | Corporate Debt - due 2/5/2025 - 3.200% | ** | 619 | |||||
Capital One Financial Corp. | Corporate Debt - due 10/29/2025 - 4.200% | ** | 309 | |||||
CEMEX Finance LLC 144A | Corporate Debt - due 4/1/2024 - 6.000% | ** | 921 | |||||
CEMEX SAB de CV 144A | Corporate Debt - due 1/11/2025 - 5.700% | ** | 422 | |||||
CEMEX SAB de CV 144A | Corporate Debt - due 5/5/2025 - 6.125% | ** | 213 | |||||
Charter Communications Operating LLC | Corporate Debt - due 7/23/2025 - 4.908% | ** | 319 | |||||
Charter Communications Operating LLC | Corporate Debt - due 10/23/2045 - 6.484% | ** | 1,224 | |||||
Charter Communications Operating LLC | Corporate Debt - due 5/1/2047 - 6.484% | ** | 333 | |||||
CIGNA Corp. | Corporate Debt - due 5/15/2027 - 7.875% | ** | 256 | |||||
CIGNA Corp. | Corporate Debt - due 6/15/2020 - 5.125% | ** | 80 | |||||
CIGNA Corp. | Corporate Debt - due 2/15/2022 - 4.000% | ** | 157 | |||||
Citigroup Capital XIII | Preferred Stock - 8.137% | ** | 662 | |||||
Citigroup, Inc. | Corporate Debt - due 5/15/2023 - 3.500% | ** | 102 | |||||
Citigroup, Inc. | Corporate Debt - due 8/5/2024 - 4.000% | ** | 756 | |||||
Cox Communications, Inc. 144A | Corporate Debt - due 12/15/2022 - 3.250% | ** | 601 | |||||
Cox Communications, Inc. 144A | Corporate Debt - due 6/30/2023 - 2.950% | ** | 542 | |||||
Cox Communications, Inc. 144A | Corporate Debt - due 2/1/2025 - 3.850% | ** | 1,100 | |||||
CRH America, Inc. 144A | Corporate Debt - due 5/18/2025 - 3.875% | ** | 600 | |||||
CSX Transportation, Inc. | Corporate Debt - due 1/15/2023 - 6.251% | ** | 206 | |||||
Dell International LLC 144A | Corporate Debt - due 6/15/2021 - 4.420% | ** | 156 | |||||
Dell International LLC 144A | Corporate Debt - due 6/15/2023 - 5.450% | ** | 594 | |||||
Dillard's, Inc. | Corporate Debt - due 5/15/2027 - 7.750% | ** | 490 | |||||
Dillard's, Inc. | Corporate Debt - due 1/15/2018 - 6.625% | ** | 250 | |||||
Dominion Resources, Inc. | Corporate Debt - due 4/1/2021 - Step | ** | 182 | |||||
Dominion Resources, Inc. | Corporate Debt - due 10/1/2054 - Variable | ** | 756 | |||||
Dominion Resources, Inc. | Corporate Debt - due 7/1/2020 - Variable | ** | 200 | |||||
The Dow Chemical Co. | Corporate Debt - due 11/1/2029 - 7.375% | ** | 233 | |||||
The Dow Chemical Co. | Corporate Debt - due 5/15/2019 - 8.550% | ** | 271 | |||||
The Dow Chemical Co. | Corporate Debt - due 5/15/2039 - 9.400% | ** | 598 | |||||
* | EB Temporary Investment Fund | CCT - due 12/31/2049 - 1.147% | ** | 3,898 | ||||
Enel Finance International 144A | Corporate Debt - due 9/15/2037 - 6.800% | ** | 568 | |||||
Enel Finance International 144A | Corporate Debt - due 10/7/2039 - 6.000% | ** | 622 | |||||
ERP Operating LP | Corporate Debt - due 4/15/2023 - 3.000% | ** | 759 | |||||
Federal Express Corp. 1998 Pass | Corporate Debt - due 7/15/2023 - 6.720% | ** | 83 | |||||
FHLMC POOL #1H-2592 | U.S. Government Securities - due 1/1/2036 - Variable | ** | 123 | |||||
FHLMC POOL #78-1274 | U.S. Government Securities - due 2/1/2034 - Variable | ** | 119 | |||||
FHLMC POOL #84-0286 | U.S. Government Securities - due 4/1/2046 - Variable | ** | 625 |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
FHLMC POOL #84-9254 | U.S. Government Securities - due 1/1/2042 - Variable | ** | 422 | |||||
FHLMC POOL #84-9327 | U.S. Government Securities - due 5/1/2044 - Variable | ** | 716 | |||||
FHLMC POOL #84-9505 | U.S. Government Securities - due 10/1/2044 - Variable | ** | 253 | |||||
FHLMC POOL #84-9544 | U.S. Government Securities - due 12/1/2044 - Variable | ** | 387 | |||||
FHLMC POOL #84-9625 | U.S. Government Securities - due 1/1/2045 - Variable | ** | 551 | |||||
FHLMC POOL #84-9626 | U.S. Government Securities - due 8/1/2044 - Variable | ** | 591 | |||||
FHLMC POOL #84-9849 | U.S. Government Securities - due 10/1/2045 - Variable | ** | 186 | |||||
FHLMC POOL #C9-0981 | U.S. Government Securities - due 7/1/2026 - 6.500% | ** | 247 | |||||
FHLMC POOL #C9-1013 | U.S. Government Securities - due 1/1/2027 - 6.500% | ** | 169 | |||||
FHLMC POOL #G0-7600 | U.S. Government Securities - due 3/1/2042 - 4.500% | ** | 459 | |||||
FHLMC POOL #G0-8768 | U.S. Government Securities - due 5/1/2047 - 4.500% | ** | 5,037 | |||||
FHLMC POOL #G0-8772 | U.S. Government Securities - due 6/1/2047 - 4.500% | ** | 1,722 | |||||
FHLMC POOL #G1-4667 | U.S. Government Securities - due 2/1/2027 - 4.000% | ** | 250 | |||||
FHLMC POOL #G6-0153 | U.S. Government Securities - due 10/1/2044 - 4.500% | ** | 316 | |||||
FHLMC POOL #G6-0764 | U.S. Government Securities - due 10/1/2042 - 4.500% | ** | 440 | |||||
FHLMC POOL #G6-1080 | U.S. Government Securities - due 3/1/2047 - 4.500% | ** | 3,933 | |||||
FHLMC POOL #H0-1774 | U.S. Government Securities - due 9/1/2037 - 6.500% | ** | 13 | |||||
FHLMC POOL #H0-9197 | U.S. Government Securities - due 10/1/2038 - 6.500% | ** | 22 | |||||
FHLMC POOL #H0-9212 | U.S. Government Securities - due 5/1/2038 - 5.500% | ** | 31 | |||||
FHLMC POOL #J1-2899 | U.S. Government Securities - due 9/1/2025 - 4.000% | ** | 282 | |||||
FHLMC POOL #Q0-3517 | U.S. Government Securities - due 9/1/2041 - 4.500% | ** | 460 | |||||
FHLMC POOL #Q4-6291 | U.S. Government Securities - due 2/1/2047 - 4.500% | ** | 976 | |||||
FHLMC POOL #V8-3156 | U.S. Government Securities - due 4/1/2047 - 4.500% | ** | 1,096 | |||||
FHLMC MULTICLASS CTF 4283 EW | U.S. Government Securities - due 12/15/2043 - Variable | ** | 288 | |||||
FHLMC MULTICLASS MTG 2957 VZ | U.S. Government Securities - due 2/15/2035 - 5.000% | ** | 712 | |||||
FHLMC MULTICLASS MTG 4319 MA | U.S. Government Securities - due 3/15/2044 - Variable | ** | 531 | |||||
FNMA POOL #0256851 | U.S. Government Securities - due 8/1/2037 - 7.000% | ** | 43 | |||||
FNMA POOL #0735503 | U.S. Government Securities - due 4/1/2035 - 6.000% | ** | 133 | |||||
FNMA POOL #0735608 | U.S. Government Securities - due 3/1/2035 - Variable | ** | 282 | |||||
FNMA POOL #0745329 | U.S. Government Securities - due 7/1/2035 - 6.000% | ** | 206 | |||||
FNMA POOL #0884704 | U.S. Government Securities - due 6/1/2036 - Variable | ** | 96 | |||||
FNMA POOL #0888154 | U.S. Government Securities - due 11/1/2036 - Variable | ** | 170 | |||||
FNMA POOL #0888367 | U.S. Government Securities - due 3/1/2037 - 7.000% | ** | 420 | |||||
FNMA POOL #0889634 | U.S. Government Securities - due 2/1/2023 - 6.000% | ** | 189 | |||||
FNMA POOL #0889984 | U.S. Government Securities - due 10/1/2038 - 6.500% | ** | 152 | |||||
FNMA POOL #0976853 | U.S. Government Securities - due 11/1/2029 - 5.500% | ** | 226 | |||||
FNMA POOL #0995487 | U.S. Government Securities - due 8/1/2037 - 6.000% | ** | 253 | |||||
FNMA POOL #0AB1763 | U.S. Government Securities - due 11/1/2030 - 4.000% | ** | 122 | |||||
FNMA POOL #0AB8086 | U.S. Government Securities - due 10/1/2037 - 6.000% | ** | 64 | |||||
FNMA POOL #0AD0121 | U.S. Government Securities - due 9/1/2029 - 4.500% | ** | 411 | |||||
FNMA POOL #0AD0130 | U.S. Government Securities - due 8/1/2039 - 6.500% | ** | 40 | |||||
FNMA POOL #0AD0198 | U.S. Government Securities - due 9/1/2038 - 5.500% | ** | 105 | |||||
FNMA POOL #0AD0217 | U.S. Government Securities - due 8/1/2037 - 6.000% | ** | 238 | |||||
FNMA POOL #0AD0218 | U.S. Government Securities - due 9/1/2036 - 6.000% | ** | 250 | |||||
FNMA POOL #0AD0964 | U.S. Government Securities - due 11/1/2039 - 5.500% | ** | 480 | |||||
FNMA POOL #0AL1845 | U.S. Government Securities - due 6/1/2039 - Variable | ** | 79 | |||||
FNMA POOL #0AL1900 | U.S. Government Securities - due 8/1/2026 - 4.500% | ** | 256 | |||||
FNMA POOL #0AL2689 | U.S. Government Securities - due 2/1/2027 - 4.000% | ** | 218 | |||||
FNMA POOL #0AL4577 | U.S. Government Securities - due 1/1/2034 - 4.500% | ** | 417 | |||||
FNMA POOL #0AL5145 | U.S. Government Securities - due 10/1/2033 - 4.000% | ** | 608 | |||||
FNMA POOL #0AL5749 | U.S. Government Securities - due 7/1/2042 - 4.500% | ** | 428 | |||||
FNMA POOL #0AL5957 | U.S. Government Securities - due 5/1/2027 - 4.000% | ** | 480 |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
FNMA POOL #0AL6120 | U.S. Government Securities - due 11/1/2044 - Variable | ** | 1,314 | |||||
FNMA POOL #0AL6132 | U.S. Government Securities - due 3/1/2029 - 4.500% | ** | 331 | |||||
FNMA POOL #0AL6209 | U.S. Government Securities - due 7/1/2021 - 4.265% | ** | 96 | |||||
FNMA POOL #0AL6245 | U.S. Government Securities - due 1/1/2045 - Variable | ** | 393 | |||||
FNMA POOL #0AL7205 | U.S. Government Securities - due 12/1/2029 - 3.500% | ** | 548 | |||||
FNMA POOL #0AL7384 | U.S. Government Securities - due 9/1/2045 - 4.500% | ** | 380 | |||||
FNMA POOL #0AL8556 | U.S. Government Securities - due 8/1/2044 - 4.500% | ** | 2,271 | |||||
FNMA POOL #0AL8816 | U.S. Government Securities - due 9/1/2045 - 4.500% | ** | 690 | |||||
FNMA POOL #0AL8919 | U.S. Government Securities - due 7/1/2046 - Variable | ** | 327 | |||||
FNMA POOL #0AL9016 | U.S. Government Securities - due 9/1/2046 - 4.000% | ** | 0 | |||||
FNMA POOL #0AL9407 | U.S. Government Securities - due 9/1/2042 - 4.500% | ** | 215 | |||||
FNMA POOL #0AL9580 | U.S. Government Securities - due 1/1/2032 - 4.000% | ** | 3,654 | |||||
FNMA POOL #0AL9781 | U.S. Government Securities - due 2/1/2046 - 4.500% | ** | 812 | |||||
FNMA POOL #0AO4105 | U.S. Government Securities - due 6/1/2042 - Variable | ** | 567 | |||||
FNMA POOL #0AO8469 | U.S. Government Securities - due 5/1/2042 - Variable | ** | 169 | |||||
FNMA POOL #0AP7562 | U.S. Government Securities - due 9/1/2042 - Variable | ** | 752 | |||||
FNMA POOL #0AS5602 | U.S. Government Securities - due 8/1/2045 - 4.500% | ** | 747 | |||||
FNMA POOL #0AW4697 | U.S. Government Securities - due 5/1/2044 - Variable | ** | 260 | |||||
FNMA POOL #0AX3721 | U.S. Government Securities - due 7/1/2027 - 3.500% | ** | 497 | |||||
FNMA POOL #0BF0118 | U.S. Government Securities - due 6/1/2056 - 4.500% | ** | 919 | |||||
FNMA POOL #0BM1357 | U.S. Government Securities - due 1/1/2043 - 4.500% | ** | 1,092 | |||||
FNMA POOL #0MA0232 | U.S. Government Securities - due 11/1/2029 - 4.500% | ** | 531 | |||||
FNMA POOL #0MA2366 | U.S. Government Securities - due 8/1/2035 - 4.000% | ** | 424 | |||||
FNMA POOL #0MA2455 | U.S. Government Securities - due 11/1/2035 - 4.000% | ** | 1,106 | |||||
FNMA POOL #0MA2480 | U.S. Government Securities - due 12/1/2035 - 4.000% | ** | 500 | |||||
FNMA POOL #0MA2880 | U.S. Government Securities - due 1/1/2037 - 4.000% | ** | 2,134 | |||||
FNMA POOL #0MA2923 | U.S. Government Securities - due 3/1/2037 - 3.500% | ** | 1,259 | |||||
FNMA GTD REMIC P/T 01-79 BA | U.S. Government Securities - due 3/25/2045 - 7.000% | ** | 42 | |||||
FNMA GTD REMIC P/T 01-T10 A1 | U.S. Government Securities - due 12/25/2041 - 7.000% | ** | 262 | |||||
FNMA GTD REMIC P/T 04-W2 5A | U.S. Government Securities - due 3/25/2044 - 7.500% | ** | 295 | |||||
FNMA GTD REMIC P/T 07-50 DZ | U.S. Government Securities - due 6/25/2037 - 5.500% | ** | 566 | |||||
FNMA GTD REMIC P/T 07-W10 2A | U.S. Government Securities - due 8/25/2047 - Variable | ** | 218 | |||||
FNMA GTD REMIC P/T 12-46 BA | U.S. Government Securities - due 5/25/2042 - 6.000% | ** | 556 | |||||
FNMA GTD REMIC P/T 13-128 CF | U.S. Government Securities - due 12/25/2043 - Variable | ** | 1,136 | |||||
FNMA GTD REMIC P/T 13-26 FE | U.S. Government Securities - due 4/25/2043 - Variable | ** | 0 | |||||
Ford Credit Auto Owner Trust 144A | Corporate Debt - due 7/15/2026 - 2.120% | ** | 704 | |||||
Ford Motor Credit Co. LLC | Corporate Debt - due 1/15/2020 - 8.125% | ** | 222 | |||||
Ford Motor Credit Co. LLC | Corporate Debt - due 2/1/2021 - 5.750% | ** | 217 | |||||
Ford Motor Credit Co. LLC | Corporate Debt - due 8/2/2021 - 5.875% | ** | 769 | |||||
Ford Motor Credit Co. LLC | Corporate Debt - due 1/9/2020 - 2.681% | ** | 476 | |||||
GNMA GTD REMIC P/T 15-H23 FA | U.S. Government Securities - due 9/20/2065 - Variable | ** | 928 | |||||
HSBC Holdings PLC | Corporate Debt - due 5/2/2036 - 6.500% | ** | 1,142 | |||||
HSBC Holdings PLC | Corporate Debt - due 9/15/2037 - 6.500% | ** | 395 | |||||
HSBC Holdings PLC | Corporate Debt - due 4/5/2021 - 5.100% | ** | 161 | |||||
HSBC Holdings PLC | Corporate Debt - due 3/8/2026 - 4.300% | ** | 213 | |||||
Illinois State | Municipal Debt - due 6/1/2033 - 5.100% | ** | 800 | |||||
Illinois State | Municipal Debt - due 3/1/2018 - 5.665% | ** | 1,081 | |||||
Imperial Brands Finance PLC 144A | Corporate Debt - due 7/21/2022 - 3.750% | ** | 620 | |||||
Imperial Brands Finance PLC 144A | Corporate Debt - due 7/21/2025 - 4.250% | ** | 1,363 | |||||
JPMorgan Chase & Company | Corporate Debt - due 12/15/2026 - 4.125% | ** | 475 | |||||
Kinder Morgan Energy Partners | Corporate Debt - due 9/1/2039 - 6.500% | ** | 295 | |||||
Kinder Morgan Energy Partners | Corporate Debt - due 8/15/2042 - 5.000% | ** | 609 |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
Kinder Morgan Energy Partners | Corporate Debt - due 9/1/2023 - 3.500% | ** | 350 | |||||
Kinder Morgan Energy Partners | Corporate Debt - due 9/1/2044 - 5.400% | ** | 714 | |||||
Lloyds Banking Group PLC | Corporate Debt - due 11/4/2024 - 4.500% | ** | 603 | |||||
Lloyds Banking Group PLC | Corporate Debt - due 3/24/2026 - 4.650% | ** | 554 | |||||
Los Angeles CA Unif Sch Dist | Municipal Debt - due 7/1/2034 - 6.758% | ** | 587 | |||||
Macy's Retail Holdings | Corporate Debt - due 3/15/2037 - 6.375% | ** | 158 | |||||
Macy's Retail Holdings | Corporate Debt - due 12/15/2034 - 4.500% | ** | 128 | |||||
Macy's Retail Holdings | Corporate Debt - due 9/15/2028 - 6.700% | ** | 983 | |||||
Macy's Retail Holdings | Corporate Debt - due 7/15/2024 - 6.650% | ** | 274 | |||||
Myriad International Holdings 144A | Corporate Debt - due 7/18/2020 - 6.000% | ** | 590 | |||||
Myriad International Holdings 144A | Corporate Debt - due 7/21/2025 - 5.500% | ** | 926 | |||||
Myriad International Holdings 144A | Corporate Debt - due 7/6/2027 - 4.850% | ** | 467 | |||||
Navient Corp. | Corporate Debt - due 6/15/2018 - 8.450% | ** | 1,128 | |||||
New Jersey State Turnpike Auth | Municipal Debt - due 1/1/2041 - 7.102% | ** | 896 | |||||
* | Nordstrom, Inc | Corporate Debt - due 3/15/2028 - 6.950% | ** | 303 | ||||
Petrobras Global Finance B.V. | Corporate Debt - due 5/20/2023 - 4.375% | ** | 223 | |||||
Petrobras Global Finance B.V. | Corporate Debt - due 3/17/2024 - 6.250% | ** | 557 | |||||
Petroleos Mexicanos | Corporate Debt - due 6/15/2035 - 6.625% | ** | 454 | |||||
Petroleos Mexicanos | Corporate Debt - due 1/18/2024 - 4.875% | ** | 259 | |||||
Petroleos Mexicanos | Corporate Debt - due 1/23/2045 - 6.375% | ** | 754 | |||||
Petroleos Mexicanos | Corporate Debt - due 8/4/2026 - 6.875% | ** | 198 | |||||
Petroleos Mexicanos 144A | Corporate Debt - due 3/13/2027 - 6.500% | ** | 874 | |||||
Provident Cos., Inc. | Corporate Debt - due 3/15/2028 - 7.250% | ** | 377 | |||||
RELX Capital, Inc. | Corporate Debt - due 1/15/2019 - 8.625% | ** | 133 | |||||
RELX Capital, Inc. | Corporate Debt - due 10/15/2022 - 3.125% | ** | 570 | |||||
Rio Oil Finance Trust 144A | Corporate Debt - due 7/6/2024 - 9.250% | ** | 1,109 | |||||
Rio Oil Finance Trust 144A | Corporate Debt - due 1/6/2027 - 9.750% | ** | 883 | |||||
Royal Bank of Scotland Group PLC | Corporate Debt - due 12/19/2023 - 6.000% | ** | 578 | |||||
Royal Bank of Scotland Group PLC | Corporate Debt - due 12/15/2022 - 6.125% | ** | 1,260 | |||||
SBA GTD PARTN CTFS 2006-20E 1 | U.S. Government Securities - due 5/1/2026 - 5.870% | ** | 145 | |||||
SBA GTD PARTN CTFS 2007-20B 1 | U.S. Government Securities - due 2/1/2027 - 5.490% | ** | 151 | |||||
SBA GTD PARTN CTFS 2007-20D 1 | U.S. Government Securities - due 4/1/2027 - 5.320% | ** | 102 | |||||
Telecom Italia Capital S.A. | Corporate Debt - due 6/18/2019 - 7.175% | ** | 531 | |||||
Telecom Italia Capital S.A. | Corporate Debt - due 7/18/2036 - 7.200% | ** | 155 | |||||
Telecom Italia Capital S.A. | Corporate Debt - due 6/4/2018 - 6.999% | ** | 611 | |||||
Telecom Italia Capital S.A. | Corporate Debt - due 6/4/2038 - 7.721% | ** | 516 | |||||
Telecom Italia SPA 144A | Corporate Debt - due 5/30/2024 - 5.303% | ** | 774 | |||||
Time Warner Cable, Inc. | Corporate Debt - due 7/1/2038 - 7.300% | ** | 407 | |||||
Time Warner Cable, Inc. | Corporate Debt - due 4/1/2019 - 8.250% | ** | 775 | |||||
Time Warner Cable, Inc. | Corporate Debt - due 2/1/2020 - 5.000% | ** | 157 | |||||
Time Warner Cable, Inc. | Corporate Debt - due 2/15/2021 - 4.125% | ** | 283 | |||||
Time Warner Cable, Inc. | Corporate Debt - due 9/1/2021 - 4.000% | ** | 232 | |||||
TransCanada Trust | Corporate Debt - due 5/20/2075 - Variable | ** | 605 | |||||
TransCanada Trust | Corporate Debt - due 8/15/2076 - Variable | ** | 460 | |||||
TransCanada Trust | Corporate Debt - due 8/15/2077 - Variable | ** | 464 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 8/31/2018 - 0.750% | ** | 2,077 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 9/30/2022 - 1.875% | ** | 3,109 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 10/31/2022 - 2.000% | ** | 5,561 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 11/30/2024 - 2.125% | ** | 2,373 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 12/31/2018 - 1.500% | ** | 2,083 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 9/15/2018 - 1.000% | ** | 2,488 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 11/30/2022 - 2.000% | ** | 2,477 |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
U S TREASURY NOTE | U.S. Government Securities - due 5/31/2018 - 0.875% | ** | 663 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 7/31/2018 - 0.750% | ** | 1,493 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 11/30/2021 - 1.750% | ** | 4,763 | |||||
U S TREASURY NOTE | U.S. Government Securities - due 2/28/2022 - 1.875% | ** | 3,299 | |||||
U S TREASURY NOTE | Corporate Debt - due 10/6/2026 - 5.250% | ** | 356 | |||||
Union Pacific Railroad Co. 2006 | Corporate Debt - due 7/2/2030 - 5.866% | ** | 905 | |||||
U.S. Treasury - CPI Inflation | U.S. Government Securities - due 4/15/2020 - 0.125% | ** | 2,029 | |||||
U.S. Treasury - CPI Inflation | U.S. Government Securities - due 4/15/2021 - 0.125% | ** | 1,192 | |||||
Verizon Communications, Inc. | Corporate Debt - due 1/15/2036 - 4.272% | ** | 1,351 | |||||
Verizon Communications, Inc. | Corporate Debt - due 4/15/2029 - 5.012% | ** | 996 | |||||
Wells Fargo & Co. | Corporate Debt - due 7/22/2027 - 4.300% | ** | 799 | |||||
Wells Fargo Bank NA | Corporate Debt - due 12/6/2019 - 2.150% | ** | 774 | |||||
Wells Fargo Bank NA | Corporate Debt - due 12/6/2019 - Variable | ** | 404 | |||||
Xerox Corp. | Corporate Debt - due 5/15/2021 - 4.500% | ** | 1,123 | |||||
Zoetis, Inc. | Corporate Debt - due 11/13/2020 - 3.450% | ** | 179 | |||||
Zoetis, Inc. | Corporate Debt - due 11/13/2025 - 4.500% | ** | 381 | |||||
SSGA TIPS Index | CCT | ** | 45,618 | |||||
Putnam Stable Value Fund | CCT | ** | 246,796 | |||||
Aberdeen International Equity Fund | Mutual Fund | ** | 216,570 | |||||
L3 Technologie,s Inc. | Common Stock | ** | 2,843 | |||||
Delta Air Lines, Inc. | Common Stock | ** | 3,297 | |||||
Monster Beverage Corp. | Common Stock | ** | 2,515 | |||||
PepsiCo, Inc. | Common Stock | ** | 3,151 | |||||
Biogen, Inc. | Common Stock | ** | 1,931 | |||||
Celgene Corp. | Common Stock | ** | 2,789 | |||||
Gilead Sciences, Inc. | Common Stock | ** | 2,225 | |||||
DowDuPont, Inc. | Common Stock | ** | 2,317 | |||||
Apple, Inc. | Common Stock | ** | 725 | |||||
Vantiv, Inc. | Common Stock | ** | 9,311 | |||||
Ameriprise Financial, Inc. | Common Stock | ** | 2,312 | |||||
Intercontinental Exchange, Inc. | Common Stock | ** | 1,573 | |||||
Mastercard, Inc. | Common Stock | ** | 2,949 | |||||
AMETEK, Inc. | Common Stock | ** | 1,617 | |||||
Waste Management, Inc. | Common Stock | ** | 2,901 | |||||
American Tower Corp. | Common Stock | ** | 2,345 | |||||
Equinix, Inc. | Common Stock | ** | 1,645 | |||||
Sysco Corp. | Common Stock | ** | 2,822 | |||||
Stanley Black & Decker, Inc. | Common Stock | ** | 1,665 | |||||
Boston Scientific Corp. | Common Stock | ** | 2,614 | |||||
UnitedHealth Group, Inc. | Common Stock | ** | 4,952 | |||||
Church & Dwight Co., Inc. | Common Stock | ** | 2,260 | |||||
Progressive Corp. | Common Stock | ** | 2,613 | |||||
Alphabet, Inc. Class A | Common Stock | ** | 4,232 | |||||
Amazon.com, Inc. | Common Stock | ** | 5,783 | |||||
Facebook, Inc. | Common Stock | ** | 4,703 | |||||
Palo Alto Networks, Inc. | Common Stock | ** | 1,899 | |||||
Hilton Worldwide Holdings, Inc. | Common Stock | ** | 1,035 | |||||
Marriott International, Inc. | Common Stock | ** | 2,709 | |||||
Comcast Corp. | Common Stock | ** | 4,751 | |||||
Parker-Hannifin Corp. | Common Stock | ** | 2,648 | |||||
Ingersoll-Rand PLC | Common Stock | ** | 1,703 | |||||
Diamondback Energy, Inc. | Common Stock | ** | 1,294 |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
Berry Global Group, Inc. | Common Stock | ** | 1,476 | |||||
Crown Holdings, Inc. | Common Stock | ** | 1,529 | |||||
Johnson & Johnson | Common Stock | ** | 3,547 | |||||
Zoetis, Inc. | Common Stock | ** | 2,647 | |||||
Burlington Stores, Inc. | Common Stock | ** | 2,838 | |||||
Dollar Tree, Inc. | Common Stock | ** | 2,884 | |||||
Domino's Pizza, Inc. | Common Stock | ** | 1,247 | |||||
The Home Depot, Inc. | Common Stock | ** | 4,932 | |||||
Tapestry, Inc. | Common Stock | ** | 1,555 | |||||
Lam Research Corp | Common Stock | ** | 1,595 | |||||
Microchip Technology, Inc. | Common Stock | ** | 1,630 | |||||
Texas Instruments, Inc. | Common Stock | ** | 4,040 | |||||
Adobe Systems, Inc. | Common Stock | ** | 2,495 | |||||
Electronic Arts, Inc. | Common Stock | ** | 2,474 | |||||
Fidelity National Information | Common Stock | ** | 2,397 | |||||
Fiserv, Inc. | Common Stock | ** | 782 | |||||
Intuit, Inc. | Common Stock | ** | 2,412 | |||||
Microsoft Corp. | Common Stock | ** | 10,167 | |||||
Paychex, Inc. | Common Stock | ** | 2,011 | |||||
Salesforce.com, Inc. | Common Stock | ** | 3,359 | |||||
VMware, Inc. | Common Stock | ** | 2,799 | |||||
Motorola Solutions, Inc. | Common Stock | ** | 929 | |||||
Hasbro, Inc. | Common Stock | ** | 1,867 | |||||
Union Pacific Corp. | Common Stock | ** | 3,028 | |||||
XPO Logistics | Common Stock | ** | 1,146 | |||||
* | EB Temporary Investment Fund | CCT - due 12/31/2049 - 1.147% | ** | 691 | ||||
HEICO Corp. | Common Stock | ** | 3,960 | |||||
Teledyne Technologies | Common Stock | ** | 3,945 | |||||
Bank of the Ozarks | Common Stock | ** | 4,850 | |||||
East West Bancorp, Inc. | Common Stock | ** | 2,035 | |||||
Cambrex Corp. | Common Stock | ** | 3,431 | |||||
Exact Sciences Corp. | Common Stock | ** | 2,509 | |||||
Ligand Pharmaceuticals, Inc. | Common Stock | ** | 5,008 | |||||
Martin Marietta Materials, Inc. | Common Stock | ** | 5,558 | |||||
Celanese Corp. | Common Stock | ** | 4,534 | |||||
Axalta Coating Systems Ltd | Common Stock | ** | 2,882 | |||||
Adtalem Global Education, Inc. | Common Stock | ** | 4,221 | |||||
Booz Allen Hamilton Holding Co. | Common Stock | ** | 5,171 | |||||
Colliers International Group I | Common Stock | ** | 1,832 | |||||
Costar Group, Inc. | Common Stock | ** | 7,116 | |||||
Euronet Worldwide, Inc. | Common Stock | ** | 3,214 | |||||
Grand Canyon Education, Inc. | Common Stock | ** | 4,569 | |||||
TransUnion | Common Stock | ** | 4,336 | |||||
Vantiv, Inc. | Common Stock | ** | 5,040 | |||||
WEX, Inc. | Common Stock | ** | 5,307 | |||||
CSRA, Inc. | Common Stock | ** | 2,452 | |||||
Maximus, Inc. | Common Stock | ** | 4,489 | |||||
Affiliated Managers Group, Inc. | Common Stock | ** | 3,322 | |||||
CBOE Holdings, Inc. | Common Stock | ** | 3,831 | |||||
Encore Capital Group, Inc. | Common Stock | ** | 2,972 | |||||
Virtu Financial, Inc. | Common Stock | ** | 1,914 | |||||
BrightSphere Investment Group | Common Stock | ** | 1,902 |
(a) | (b) Identity of issuer, borrower, lessor, or similar party | (c) Description of investment including maturity date, rate of interest, collateral, par, or maturity value | (d) Cost | (e) Current Value | ||||
Coherent, Inc. | Common Stock | ** | 2,796 | |||||
National Instruments Corp. | Common Stock | ** | 2,863 | |||||
Rogers Corp. | Common Stock | ** | 5,009 | |||||
Live Nation Entertainment, Inc. | Common Stock | ** | 3,915 | |||||
Six Flags Entertainment, Corp. | Common Stock | ** | 6,255 | |||||
Vail Resorts, Inc. | Common Stock | ** | 2,622 | |||||
Abiomed, Inc. | Common Stock | ** | 4,102 | |||||
Glaukos Corp. | Common Stock | ** | 1,445 | |||||
IDEXX Laboratories, Inc. | Common Stock | ** | 2,728 | |||||
Repligen Corp. | Common Stock | ** | 1,880 | |||||
West Pharmaceutical Services I | Common Stock | ** | 2,829 | |||||
Charles River Laboratories Int | Common Stock | ** | 4,153 | |||||
HealthSouth Corp. | Common Stock | ** | 3,888 | |||||
Universal Electronics, Inc. | Common Stock | ** | 2,318 | |||||
The Toro Co. | Common Stock | ** | 2,006 | |||||
Yelp, Inc. | Common Stock | ** | 3,814 | |||||
Hilton Grand Vacations, Inc. | Common Stock | ** | 3,914 | |||||
BWX Technologies, Inc. | Common Stock | ** | 7,599 | |||||
The Middleby Corp. | Common Stock | ** | 5,237 | |||||
Cable One Inc. | Common Stock | ** | 1,515 | |||||
Hexcel Corp. | Common Stock | ** | 3,914 | |||||
Carrizo Oil & Gas, Inc. | Common Stock | ** | 933 | |||||
Diamondback Energy, Inc. | Common Stock | ** | 3,493 | |||||
Ball Corp. | Common Stock | ** | 5,020 | |||||
Dexcom, Inc. | Common Stock | ** | 3,117 | |||||
Horizon Pharma, PLC | Common Stock | ** | 3,805 | |||||
FirstService Corp. | Common Stock | ** | 2,676 | |||||
Jones Lang Lasalle, Inc. | Common Stock | ** | 3,645 | |||||
Copart, Inc. | Common Stock | ** | 8,586 | |||||
Domino's Pizza, Inc. | Common Stock | ** | 6,058 | |||||
FirstCash, Inc. | Common Stock | ** | 3,628 | |||||
The Michaels Companies, Inc. | Common Stock | ** | 4,125 | |||||
Nu Skin Enterprises, Inc. | Common Stock | ** | 1,606 | |||||
Tractor Supply Co. | Common Stock | ** | 3,214 | |||||
MaxLinear, Inc. | Common Stock | ** | 2,987 | |||||
The Dun & Bradstreet Corp. | Common Stock | ** | 2,256 | |||||
Guidewire Softward, Inc. | Common Stock | ** | 4,920 | |||||
J2 Global, Inc. | Common Stock | ** | 2,506 | |||||
Take-Two Interactive Software | Common Stock | ** | 4,289 | |||||
2U, Inc. | Common Stock | ** | 3,818 | |||||
Veeva Systems, Inc. | Common Stock | ** | 3,333 | |||||
Arista Networks, Inc. | Common Stock | ** | 3,075 | |||||
Nice, Ltd. | Common Stock | ** | 2,113 | |||||
Siteone Landscape Supply, Inc. | Common Stock | ** | 3,097 | |||||
* | EB Temporary Investment Fund | CCT - due 12/31/2049 - 1.147% | ** | 7,475 | ||||
Voya Employee Benefit Investment Funds | CCT | ** | 108,035 | |||||
* | EB Temporary Investment Fund | CCT - due 12/31/2049 - 1.147% | ** | 669 | ||||
* | Participant Loans | Loan interest rates range from 4.25% to 10.5% with various maturities through January 2038. | ** | 94,990 | ||||
Brokerage Securities | Self-directed Brokerage Securities | ** | 21,370 | |||||
SDB Money Market Fund | Self-directed Brokerage Money Market Fund | ** | 3,894 | |||||