SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
Sato Michael

(Last) (First) (Middle)
C/O NORDSTROM, INC.
1617 SIXTH AVENUE

(Street)
SEATTLE WA 98101

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/26/2014
3. Issuer Name and Ticker or Trading Symbol
NORDSTROM INC [ JWN ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Executive Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 12,617.56 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Units (1) (1) Common Stock 1,032.63 (2) D
Employee Stock Option (right to buy) (3) 02/22/2016 Common Stock 5,445 40.27 D
Employee Stock Option (right to buy) (4) 03/01/2017 Common Stock 4,663 53.63 D
Employee Stock Option (right to buy) (5) 02/28/2018 Common Stock 6,404 38.02 D
Employee Stock Option (right to buy) (6) 02/26/2020 Common Stock 7,879 36.94 D
Employee Stock Option (right to buy) (7) 02/25/2021 Common Stock 7,736 45.49 D
Employee Stock Option (right to buy) (8) 02/22/2022 Common Stock 8,496 52.63 D
Employee Stock Option (right to buy) (9) 03/04/2023 Common Stock 9,208 53.82 D
Explanation of Responses:
1. The stock units are convertible into issuer's common stock and payable upon the occurrence of certain events, including the reporting person's retirement from the issuer.
2. Stock unit dividend paid on performance share units that were deferred at the election of the reporting person under the Executive Deferred Compensation Plan.
3. The option vested and became exercisable in four equal annual installments commencing 2/22/2007.
4. The option vested and became exercisable in four equal annual installments commencing 3/1/2008.
5. The option vested and became exercisable in four equal annual installments commencing 2/28/2009.
6. The option vested and became exercisable in four equal annual installments commencing 2/26/2011.
7. Exercisable in four equal annual installments commencing 2/25/2012.
8. Exercisable in four equal annual installments commencing 2/22/2013.
9. Exercisable in four equal annual installments commencing 3/4/2014.
Remarks:
Paula McGee, Attorney-in-Fact for Michael Sato 03/05/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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